Hennessy Large Cap Financial Fund 

This fund aims to generate capital appreciation for its investors. It primarily invests in companies listed on U.S. national stock exchanges, but also gains exposure to foreign companies through American Depositary Receipts (ADRs) or similar U.S. dollar-denominated securities of non-U.S. issuers that are traded on U.S. exchanges. A core component of its strategy is to commit at least 80% of its total net assets (including any borrowed funds for investment) to large-capitalization companies principally operating within the financial services sector. Notably, this fund is structured as a non-diversified investment.